道德规范与职业行为准则.数量方法-CFA学习精要(Level I)-1-(第2版)-赠圣才学习卡20元

本书特色

《CFA学习精要(Level 1)1道德规范与职业行为准则、数量方法(第2版))》特别适合参加CFA一级考试的中国考生 同时，对于各类金融、投资、经济、管理等领域的专业人员以及相关专业的高年级学生也有很高的参考价值。

内容简介

本书是cfa考试（level i）辅导系列图书的第1册，包括cpa考试大纲所规定的第1～3学习单元（study session）的知识和内容，即道德规范与职业行为准则、数量方法（基本概念）和数量方法（应用）。
本书完全根据cfa协会公布的学习指南（study guide）编写，涵盖第1、2、3学习单元的全部考点，内容详实、完整；同时，考虑到中同考生学习仝英文教材和资料具有一定的困难，因此，本书采用英汉结合方式编写，这样，读者不但可以显著提高学习效率，还可以很好地学习专业英语和专业词汇，从而有效适应cfa考试内容广、全英文的特点。
此外，每章后面还附有相应的强化习题及解析，其中强化习题包括学习指南（study guide）所要求的指定阅读材料中的课后习题、以前年度的部分考试真题（或样题）以及模拟试题三个部分，这样，通过强化习题．读者可以进一步巩固学习效果。
本书特别适合参加cfa一级考试的中国考生 同时，对于各类金融、投资、经济、管理等领域的专业人员以及相关专业的高年级学生也有很高的参考价值。

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42. Jason Blackwell, CFA, works as an investment manager for Mega Capital, a large multinational brokerage firm. He resides in a country whose applicable law is stricter than the Code and Stand-ards but does business with clients in a country whose applicable law is less strict than the Codeand Standards. Blaekwell decides to follow the Code and Standards for clients in the less strict country. While Blackwell is still employed at Mega, Lego Associates verbally asks Blackwell to review client portfolios during evenings and weekends for a fee. Blackwell gets consent from his immediate supervisor at Mega to undertake this independent activity for a one - month trial basis. Which of the following statements about Blackwell' s actions involving Standard I, Professional- ism, and Standard IV（A）, Loyalty is most accurate？ Blackwell:
A. did not violate either Standard I or Standard IV （A）.
B. violated both Standard I and Standard IV （A）.
C. violated Standard I but did not violate Standard IV （A）.
43. A stockbroker who is a member of CFA Institute has a part - time housekeeper who also works for the CEO of Festival, Inc. One day the housekeeper mentions to the broker that she saw the CEO of Festival having a conversation at his home with John Tater, who is a nationally known corpo-rate lawyer and consultant. The stockbroker is restricted from trading on this information:A. if the housekeeper says the meeting concerned a tender offer and the broker knows that it isnon - public information.B. only if the broker knows that the meeting is non - public information.
C. if the broker is friends with the CEO of Festival.44. Karen Wilson, CFA, supervises eight junior analysts at Spartan Financial Services. Karen sus-pects that one of the analysts is violating Spartan' s personal investing policy. According to theStandards of Practice Handbook, Karen' s most appropriate initial action is to:A. ini