7-4 欧盟金融监管体制改革法规汇编(中英文对照本)

directive 2010/78/eu of the european parliament and of the council 1

article 1　amendments to directive 98/26/ec 20
article 2　amendments to directive 2002/87/ec 22
article 3　amendments to directive 2003/6/ec 32
article 4　amendments to directive 2003/41/ec 36
article 5　amendments to directive 2003/71/ec 40
article 6　amendments to directive 2004/39/ec 50
article 7　amendments to directive 2004/109/ec 70
article 8　amendments to directive 2005/60/ec 86
article 9　amendments to directive 2006/48/ec 92
article 10　amendments to directive 2006/49/ec 122
article 11　amendments to directive 2009/65/ec 124
article 12　review 154
article 13　transposition 154
article 14　entry into force 156
article 15　addressees 156


regulation (eu) no 1092/2010 of the european
parliament and of the council 159

chapter i　general provisions 174
article 1　establishment 174
article 2　definitions 176
article 3　mission, objectives and tasks 176
chapter ii　organisation 178
article 4　structure 178
article 5　chair and vice-chairs of the esrb 180
article 6　general board 182
article 7　impartiality 182
article 8　professional secrecy 182
article 9　meetings of the general board 184
article 10　voting modalities of the general board 184
article 11　steering committee 186
article 12　advisory scientific committee 186
article 13　advisory technical committee 188
article 14　other sources of advice 190
chapter iii　tasks 190
article 15　collection and exchange of information 190
article 16　warnings and recommendations 192
article 17　follow-up of the esrb recommendations 192
article 18　public warnings and recommendations 194
chapter iv　final provisions 194
article 19　accountability and reporting obligations 194
article 20　review 196
article 21　entry into force 196


regulation (eu) no 1093/2010 of the european parliament and of the council 199

chapter i　establishment and legal status 236
article 1　establishment and scope of action 236
article 2　european system of financial supervision 238
article 3　accountability of the authorities 240
article 4　definitions 240
article 5　legal status 240
article 6　composition 242
article 7　seat 242
chapter ii　tasks and powers of the authority 242
article 8　tasks and powers of the authority 242
article 9　tasks related to consumer protection and financial activities 246
article 10　regulatory technical standards 248
article 11　exercise of the delegation 250
article 12　revocation of the delegation 252
article 13　objections to regulatory technical standards 252
article 14　non-endorsement or amendment of draft regulatory technical standards 254
article 15　implementing technical standards 254
article 16　guidelines and recommendations 258
article 17　breach of union law 260
article 18　action in emergency situations 262

article 19　settlement of disagreements between competent authorities in cross-
border situations 264
article 20　settlement of disagreements between competent authorities across sectors 266
article 21　colleges of supervisors 266
article 22　general provisions 270
article 23　identification and measurement of systemic risk 270
article 24　permanent capacity to respond to systemic risks 272
article 25　recovery and resolution procedures 272
article 26　european system of deposit guarantee schemes 272
article 27　european system of bank resolution and funding arrangements 274
article 28　delegation of tasks and responsibilities 274
article 29　common supervisory culture 276
article 30　peer reviews of competent authorities 276
article 31　coordination function 278
article 32　assessment of market developments 280
article 33　international relations 280
article 34　other tasks 282
article 35　collection